The Third International after Lenin

Monday, October 1, 2012

Marxism and World Economy

Internationalism and the Theory of "Exceptionalism"
Preface to the American Edition of The Permanent Revolution
L.D. Trotsky

Written: 1930.
Source: The Militant, vol. III No. 19, 10 May 1930, p. 5.

As this book goes to press in the English language, the whole thinking part of the international working class and in a sense – the whole of "civilized" humanity, listens with particularly keen interest to the resoundings of the economic turn taking place on the major part of the former czarist empire. The greatest attention in this connection is aroused by the problem of collectivizing the peasant holdings. And no wonder: in this sphere the break with the past assumes a particularly absorbing character. But a correct evaluation of collectivization is unthinkable without a general conception of the socialist revolution. And here again, but already on a higher stage, we convince ourselves that in the sphere of Marxian theory there is nothing unrelated to practical activity. The most remote, and it would seem, "abstract" disagreements, if they are thought out to the end, will sooner or later always appear in practice, and this latter will not forgive a single theoretical mistake.

The collectivization of peasant holdings is, it is understood, a necessary and essential part of the socialist transformation of society. The volume and tempo of collectivization, however, is not only determined by the government's will but, in the final analysis by the economic factors: by the height) of the country's economic level, the correlation between industry and agriculture and consequently by the technical resources of industry itself.
Industrialization and Socialism

Industrialization is the moving factor of the whole newest culture and, by that itself, the single plausible basis of socialism. In the conditions of the Soviet Union industrialization means first of all the strengthening of the base of the proletariat as a ruling class. Simultaneously it creates the material-technical pre-condition for the collectivization of agriculture. The tempos of both these processes are interdependent. The proletariat is interested in the highest tempo for both processes, in so far as the new society that is being created can thus guard itself best from external danger, and at the same time create a source for the systematic raising of the material level of the toiling masses.

However, the tempos that can be accomplished are limited by the general material and cultural level of the country, by the mutual relationship between the city and village and in the pressing needs of the masses, who can sacrifice their today for the sake of tomorrow, only within certain limits, The optimum, that is the best, most advantageous tempos are those that give swift development to industry not only for the given moment, but secure the necessary stability of the social order of the dictatorship, that is, first of all the strengthening of the unity of the workers and peasants, preparing by that itself the possibility of further successes.

From this point of view the general historical criterion from the angle of which the party and government leadership directs the economic development in a planned order is of decisive significance. Here two basic variations are possible:

    the course described above of economic strengthening of the proletarian dictatorship in a single country until further victories of the international proletarian revolution (the viewpoint of the Left Opposition);
    the course of constructing an isolated national socialist society, and that "in the shortest historical time" (the present official viewpoint).

These are two absolutely different, and in the final analysis, contrary theoretical conceptions of socialism. From them flow a different strategy and different tactics.

In the limits of this preface we cannot consider anew the question of building socialism in one country. Others of our works are devoted to this, particularly The Criticism of the Draft Program of the Comintern. [1] Here we limit ourselves to the most basic elements of the question. Let us recall, first of all, that the theory of socialism in one country was first formulated by Stalin in the Fall of 1924, in complete contradiction not only to the whole tradition of Marxism and the school of Lenin, but even to what Stalin wrote in the Spring of that same year, 1924. From the standpoint of principle the abandonment of Marxism by the Stalinist "school" in the question of socialist construction is no less significant than, for example, the break of the German Social Democracy with Marxism in the question of war and patriotism, in the Fall of 1914, that is exactly ten years before the Stalinist turn. This comparison has no accidental character. Stalin's "mistake," as well as the "mistake" of the German Social-Democracy is national-socialism.
Marxism and World Economy

Marxism follows from world economy, not as a sum of national parts, but as a mighty independent reality, which is created by the international division of labor and by the world market, dominating powerfully in the present epoch over national markets. The productive forces of capitalist society have long ago outgrown national limits. The imperialist war was one of the expressions of this fact. In the productive-technical respect socialist society must represent a higher stage compared to capitalism. To aim at the construction of a nationally-enclosed socialist society would mean, in spite of all temporary successes, to pull the productive forces backward even as compared to capitalism. To attempt independent of geographic cultural and historical conditions of the country's development, making up a part of the world's whole, to realize a self-sufficient proportionality of all the branches of economy in a national frame, means to pursue a reactionary utopia. If the heralds and supporters of this theory nevertheless participate in the international revolutionary struggle (with what success – is a different question), it is because as hopeless eclectics, they mechanically combine abstract internationalism with reactionary-utopian-socialism. The most finished expression of this eclecticism is the program of the Comintern adopted at the Sixth Congress.

To expose completely one of the main theoretical mistakes, lying at the base of the national-socialist conception, we can do nothing better than to quote the recently published speech of Stalin, devoted to the internal questions of American Communism. [2]

"It would be wrong," says Stalin against one of the American factions, "not to take into consideration the specific peculiarities of American capitalism. The Communist Party must consider them in its work. But it would be still more wrong to base the activity of the Communist Party on these specific features, for the foundation of activity of every Communist Party, the American included, on which it must base itself, are the common features of capitalism the same basically for all countries, and not the specific features in the given country. It is not on this that the internationalism of the Communist Parties exists. The specific features are merely supplementary to the general features." (Bolshevik, Number 1, 1930, page 8, emphasis ours.)

These lines leave nothing to be desired in the way of clarity. Under the guise of giving an economic foundation to internationalism, Stalin gives in reality the foundation of national-socialism. It is false that the specific features are "merely supplementary to the general features" like a wart in a face. In reality the national peculiarities are an original unity of the basic features of the world process. This originality may have a decisive significance for the revolutionary strategy for years. It is sufficient to recall the fact that the proletariat of a backward country has come to power many years before the proletariat of the advanced countries. This one historic lesson shows that in spite of Stalin, it is absolutely wrong to base the activity of the Communist Parties on some "common features", that is on the abstract type of national capitalism. It is false to the roots that it is on this "that the internationalism of the Communist Parties exists." In reality it exists on the inconsistency of a national state, which has long outlived Itself, and acts as a brake on the development of the productive forces. National capitalism not only cannot be reconstructed, but cannot even be conceived of as anything but a part of world economy. The economic peculiarities of different countries is [sic!] not of a secondary character: It is enough to compare England and India, the United States and Brazil. But the specific features of national economy, no matter how big, enter, and that in an increasing measure with their component parts into the higher reality, which is called world economy, and on which, in the final analysis, the internationalism of the Communist Parties is founded.
The Law of Uneven Development

Stalin's characterization of the national peculiarities, as a simple "supplement" to the common type, is in crying and by no means accidental contradiction to Stalin's understanding (that is, his lack of understanding) of the law of the uneven development of capitalism. This law, as is known, is declared by Stalin as basic, most important and universal. With the help of the law of uneven development, turned by him into an abstraction, Stalin attempts to solve all the riddles of existence. But it is shocking: he does not notice that national originality is the most common and, so to say, summed-up product of the uneven historic development. It is only necessary to understand this unevenness correctly, to take it in its full measure, extending, it also to the pre-capitalist past. A faster or slower development of productive forces; an extended or, on the contrary, a contracted character of whole historic epochs, for example, of the middle ages, the guild system, enlightened absolutism, parliamentarism; the uneven development of the different branches of economy, different classes, different social institutions, different sides of culture – all these lie at the basis of national "peculiarities". Originality of a national-social type is the cryszallization of the unevenness of its formation. The October revolution arose, as one of the grandest manifestations of the unevenness of the historic process. The theory of the permanent revolution, which gave the prognosis of the October overturn, supported itself, by that alone, on the law of uneven historic development, not in its abstract form, but in its material crystallization, in the form of the social and political originality of Russia.

Stalin introduced the law of uneven development not in order opportunely to foresee the seizure of power by the proletariat of a backward country, but in order after the fact, in 1924 to hang on to the victorious proletariat the task of constructing a national socialist society. But it is precisely here that the law of uneven development has nothing to do with the matter, for it does not substitute and does not remove the laws of world economy; on the contrary, it is subordinated to them.

Fetishizing the law of uneven development, Stalin declares it sufficient as a basis for national-socialism, not as a type that is common to all countries, but exceptional, Messianic, purely Russian. To construct an independent socialist society is possible, according to Stalin, only in Russia. By this alone he puts the national peculiarities of Russia not only above the "common features" of all the capitalist nations, but also above world economy as a whole. Here is where the fatal gap opens in the whole of Stalin's conception. The originality of the U.S.S.R. is so mighty that it makes possible the construction of its own socialism within its limits, independent of what may happen with the rest of humanity. As for other countries to which the Messianic seal has not been affixed, their originality is only "supplementary" to the common features, only a wart on the face. "It would be wrong," Stalin teaches, "to base the activities of the Communist Parties on these specific features." This moral holds good for the American Communist Party, the British South African and Serbian, but ... not for the Russian, whose activity is based not on the "common features", but precisely on the "peculiarities". From here flows the dual strategy of the Comintern throughout: while the U.S.S.R. "liquidates the classes" and constructs national socialism, the proletariat of all the other countries, completely independent of actual national conditions, is obligated to simultaneous action according to the calendar (First of August, March Sixth, etc.). Messianic nationalism is supplemented by bureaucratically-abstract internationalism. This duality runs through the whole program of the Comintern, depriving it of any kind of principled significance.

If we take England and India as two different poles of capitalist types, we must state that the internationalism of the British and Hindu proletariat does not all all rest on the sameness of conditions, tasks and methods, but on their unbreakable mutual dependence. The successes of the liberation movement in India require a revolutionary movement in England, and the other way around. Neither in India, nor in England is it possible to construct an independent socialist society. Both of them will have to enter as parts into a higher whole. In this and only in this is the uncrushable foundation of Marxian internationalism.


1. [No note is printed in the source. – Note by MIA]
2. This speech was delivered on May 6, 1929, was first published all the beginning of 1930, and under such circumstances that it acquires a "programmatic" significance.

(Continued from last issue)

Only recently, March 8 1930, Pravda expounded Stalin's unfortunate theory anew, in the sense that "socialism, as a social-economic formation", that is, as a definite order of productive relations, can be fully realized "on the national scale of the U.S.S.R." Quite another matter is "the complete victory of socialism in the sense of guaranteeing it from intervention of; capitalist encirclement" – such a complete victory of socialism "actually demands the triumph of the proletarian revolution in several advanced countries". What abysmal decay of theoretical thought was needed for such sorry scholasticism to be expounded in a learned form on the pages of the central organ of Lenin's party! If we should assume for a minute the possibility of realizing socialism as a finished social system in the isolated frame of the U.S.S.R., then that would be the "complete victory" – what intervention could be talked of then? The socialist order presupposes high technique, high culture and high solidarity of the population. Since the U.S.S.R. at the moment of complete construction of socialism will have, it must be assumed, not less than 200, or perhaps even 250 million in population, then we ask: what intervention could be talked of then? What capitalist country, or coalition of countries would dare think of intervention under these circumstances? The only conceivable intervention could be on the part of the U.S.S.R. But would it be needed? It is doubtful. The example of a backward country which in the course of several "five year plans" constructed a mighty socialist society with independent forces would mean a death blow to world capitalism, and would reduce to a minimum, if not to zero, the costs of the world proletarian revolution. This is why the whole Stalinist conception leads in essence to the liquidation of the Communist International. And really, what could its historic significance be, if the fate of socialism is to he decided in the last resort ... by the Gosplan (State Planning Commission) of the U.S.S.R.? In such a case the Comintern has as its task along with the illustrious "Friends of the Soviet Union", to guard the construction of socialism from interventions, that is, in essence, it is reduced to the role of a frontier guard.

The already mentioned [1] recent article attempts to prove the correctness of the Stalinist conception with the newest and freshest economic arguments:

"... precisely now," the Pravda says, "when the socialist type of productive relations, besides industry, begins to take deeper root in agriculture through the growing Sokhoz (Soviet farms), through the gigantic growth in quantity and quality of the Kolkoz (collective farm) movement,and the liquidation of the Kulak as a class based on complete collectivization, it shows more clearly the sorry bankruptcy of Trotsky-Zinoviev defeatism, which has meant in essence 'the Menshevist denial of the legitimacy of the October revolution' (Stalin)." (Pravda, March 8, 1930)

These lines are really remarkable, and not merely for their glib tone which covers a complete confusion of thought. Together with Stalin the author of the Pravda article condemns the "Trotskyist" conception "for denying the legitimacy of the October Revolution". But it was exactly on the basis of this conception, that is the theory of the permanent revolution, that the writer of these lines foretold the inevitability of the October Revolution 13 years before it occurred. But Stalin? Already after the February Revolution, that is seven and eight months prior to the October overturn, he came forward as a vulgar revolutionary democrat. It was necessary that Lenin should arrive in Petrograd (April 3, 1917), with his merciless struggle and ridicule of the self-conceited "Old Bolsheviks", for Stalin carefully and noiselessly to climb over from his democratic to a socialist position. This inner "re-growth" of Stalin, which by the way has never been completed, took place, at any rate, not earlier than 12 years after we gave the basis tor the "legitimacy" of the seizure of power by the working class of. Russia before the beginning of the proletarian revolution in the West.
National Revolution and World Economics

But working out the theoretical prognosis of the October Revolution, we did not at all expect that, winning state power, the Russian proletariat would exclude the former empire of the czars from the world economic sphere. We Marxists know the role and significance of state power. It is not at all a passive reflection of economic processes, as the social-democratic servants of the bourgeois state fatalistically describe it. Power can have a gigantic significance, reactionary, as well as progressive, depending upon which class holds it in its hands. But the state power is nevertheless a weapon of superstructural order. The passing of power from the hands of czarism and the bourgeoisie into the hands of the proletariat, does not remove the processes, nor the laws of world economy. It is true that for a certain time after the October overturn the economic ties of the Soviet Union with the world market weakened. But it would be a monstrous mistake to generalize a phenomenon which was merely a short stage of the dialectical process. The world division of labor and the supra-national character of modern productive forces, not only retain, but will increase twofold and tenfold their significance for the Soviet Union, depending on the degree of its economic rise.

Each backward country adapting itself to capitalism, has gone through diverse stages of decreasing or increasing dependence on the other capitalist countries, but in general the tendency of capitalist development leads towards a colossal growth of world ties, which expresses itself in the growth of foreign trade, including, of course, trade with their capital as well. The dependence of England upon India has, of course, a qualitatively different character than the dependence of India upon England. But this difference is basically determined by the difference in the level of development of their productive forces, and not at all by the degree of their economic self-sufficiency. India is a colony, England a – metropolis. But if today England should be subjected to an economic blockade, it would perish sooner than India. This is one of the convincing illustrations of the reality of world economy.

Capitalist development – not in the abstract formulae of the second volume of Capital which retain all their significance as a stage in analysis, but in historic reality – capitalist development took place and could only take place, by means of systematically widening its base. Consequently, in the process of its development, in the struggle with its internal contradictions, each national capitalism turns in a growing degree to the reserves of the "external market", that is, of world economy. The inevitable expansion growing out of the permanent internal crisis of capitalism is its progressive force until it becomes fatal to it.

The October Revolution inherited from old Russia, besides the internal contradictions of capitalism, no less deep contradictions between capitalism as a whole and the pre-capitalist forms of production. These contradictions had and still have a material character, that is, they are hidden in the material relations between the city and the village in definite proportions or disproportions of various branches of industry and the economy of the people in general, etc. Some of these contradictions are rooted directly in the geographic and demographic conditions of the country, that is, they breed on the surplus, or the lack of one or another natural resources, and the historically created distribution of the masses of the people, etc. The strength of Soviet economy is in the nationalization of the means of production, and their planned direction. The weakness of Soviet economy, besides the weaknesses inherited from the past – is in its present post-October isolation, that is, in its inability to utilize the resources of world economy not only on a socialist, but even on a capitalist basis – in the form of normal international credits, and generally "financing", which plays such a determining role for backward countries. In the meantime the contradictions of the capitalist and pre-capitalist past not only do not disappear of themselves, but, on the contrary, rise out of the accumulations of the years of decline and destruction, revive and sharpen together with the growth of Soviet economy, and for their removal, or even softening they demand at every step the bringing into circulation of the resources of the world market.
The Growth of Contradictions

To understand what is now happening in the gigantic territory which the October overturn aroused to new life, we must always picture to ourselves clearly that to the old contradictions which were recently revived by the economic successes, was added a new one, the mightiest contradiction: between the concentrated character of Soviet industry, which opens the possibility of hitherto unheard of tempos of development, and isolated Soviet economy, which excludes the possibility of a normal utilization of the reserves of world economy. The new contradiction added to the old ones, lends to the fact that, alongside of the exceptional successes, painful difficulties grow up. The latter find their most immediate and painful expression, felt daily by every worker and peasant, in the fact that the conditions of the toiling masses not only do not rise in relation to the rise of economy, but even worsen now as a result of the growing food difficulties. The sharp crises of Soviet economy are a reminder that the productive forces created by capitalism, are not adapted to a national framework and can be socialistically coordinated and harmonized only on an international scale. In other words, the crises of Soviet economy are not merely sicknesses of growth, a sort of illness of childhood but something immeasurably more significant, precisely the rigorous pull of the world market, that same one, "to which," according to Lenin's words, "we are subordinated to which we are tied, from which we cannot break away" (at the XI congress of the Party, March 27, 1922).

From this, however, the denial of the historical "legitimacy" of the October Revolution does not at all follow, a conclusion which smells of shameful philistinism. The seizure of power by the proletariat cannot be a simultaneous act. The political superstructure – and a revolution is related to "superstructure" – has it own dialectic, which breaks powerfully into the world economic process, but does not remove its deeper laws. The October Revolution is "legitimate" as the first stage in the world revolution, which inevitably drags out for decades. The interval between the first stage and the second turned out to be considerably longer than we expected. But it nevertheless remains an interval, and does not at all turn into a self-sufficient epoch of constructing a national socialist society.

Out of the two conceptions of the revolution have grown two leading lines on economic questions. The first rapid successes, which were completely unexpected by him, inspired Stalin in the Fall of 1924 with the theory of socialism in one country as the crowning of a practical perspective for an isolated national economy. In the same period, Bucharin gave his famous formula that by fencing ourselves off from the world economy by a foreign trade monopoly, we can construct socialism "even at a snail's pace". This was the common formula of the Centrist-Right bloc. Stalin was then tirelessly expounding the idea that the tempo of our industrialization is our "internal business", having no relation to the world economy. Such a sort of national self-contentment, however, could not last long, for it was reflecting the first, very brief stage of economic revival, which inevitably revived our dependence on the world market The first shocks of intra-state dependence, unexpected by the national socialists, created an alarm, which in the next stage turned into a panic. To gain economic "independence" speedily with the aid of the fastest possible tempos of industrialization and collectivization! – this is the change that has taken place in the economic policy of national socialism during the past two years. Crawling was substituted all along the line by adventurism. The theoretical base under both is the same: a national socialist conception.

The basic difficulties, as was shown above, result from the objective situation, first of all from the isolation of the Soviet Union. We shall not stop here to consider to what degree this objective situation is itself a result of the subjective mistakes of the leadership (the false policy in Germany in 1923, in Bulgaria and Esthonia – in 1924, in England and Poland – in 1926, in China – in 1925–27, the present false strategy of the "third period", etc., etc.). But the sharpest convulsions in the U.S.S.R. are created by the fact that the present leadership tries to turn necessity into good fortune, and, from the political isolation of the workers' state, produces a program of an economically isolated socialist society. From this has resulted the attempt of complete socialist collectivization of peasant holdings on the basis of the pre-capitalist inventory – a most dangerous adventure which threatens to undermine the very possibility of collaboration between the proletariat and the peasantry.
The "Mad Gallop" and the Panicky Retreat

And it is remarkable: just at the moment when this began to appear in all its sharpness, Bucharin, yesterday's theoretician of the "snail's pace", composed a pathetic hymn to the present "mad gallop" of industrialization and collectivization. It is to be feared that this hymn will soon be declared the greatest heresy. For there are already new melodies in the air. Under the influence of the economic material, Stalin has been compelled to beat a retreat. Now the danger is that the adventurous offensive dictated by panic of yesterday will turn into a panic-stricken retreat. This sort of alternating stages result inevitably from the nature of national socialism.

A realistic program of an isolated workers' state, cannot set itself the aim of accomplishing "independence" from world economy, or even more, to construct it national socialist society in the "shortest time." The task is not to accomplish the abstract-maximum, but the optimum tempos, that is such that flow from the internal and world economic conditions, strengthen the positions of the proletariat, prepare the national elements of the future international socialist society and at the same time, and before all systematically improve the living level of the proletariat, strengthening its union with the non-exploiting masses of the village. This perspective remains in force for the whole preparatory period, that is until the victorious revolution in the advanced countries will bring the Soviet Union out of its present isolated position.

Some of the thoughts expressed here are developed with greater detail in other works of the author, particularly in the Criticism of the Draft Program of the Comintern. [2] In the nearest future we hope to publish a pamphlet especially devoted to an evaluation of the present stage of economic development in the U.S.S.R. To these works we are obliged to direct the reader who seeks a closer acquaintance with the way in which the problems of the permanent revolution are posed today. But the considerations brought out above are sufficient let us hope, to reveal the whole significance of the struggle of principles that was carried on in recent years, and is carried on now in the form of counterposing two theories: socialism in one country and the permanent revolution. Only this timely significance of the question justified the fact that we present here to foreign readers a book, which is largely devoted to a critical re-establishment of pre-revolutionary prognoses and theoretical disputes among the Russian Marxists. We could, of course, have selected a different form of expounding the questions that interest us. But this form was never created, by the author, and was not selected by him voluntarily. It was imposed upon him partly by opponents, and partly by the very course of political development. Even the truths of mathematics, the most abstract of the sciences can best of all be learned in connection with the history of their discoveries. This holds all the more truly of more concrete, that is, historically conditioned truths of Marxist policy. The history of the origin and development of the prognoses of the revolution in the conditions of pre-revolutionary Russia will, we think bring the reader much nearer and far more concretely to the essence of the revolutionary tasks of the world proletariat [than a] school-like and pedantic exposition [of these] political ideas, torn out of the [historical] circumstances that gave birth to [them].

1. See the Militant, May 10, 1930.
2. This book is for sale by the The Militant at 35 cents a copy.

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